Friday, November 16, 2007

"The Spirit, the holy, the lordly and life-giving one"

The Niceno-Constantinopolitan Creed as it is usually translated states:
"And in the Holy Spirit, the Lord, the Giver of Life, who proceeds from the Father"

και εις το Πνευμα το αγιον, το κυριον, το ζωοποιον, το εκ του Πατρος εκπορευομενον
(Commas and capitalization are per the text in The Synekdêmos - ΣΥΝΕΚΔΗΜΟΣ ΟΡΘΟΔΟΞΟΥ ΧΡΙΣΤΙΑΝΟΥ. Note that there is no comma after Πνευμα.)

In his book Credo (Yale University Press, 2003), Jaroslav Pelikan writes the following about this phrase in the Creed:
"...the language about believing in the third hypostasis or person of the Trinity as 'the lordly and life-giving' Spirit. The original Greek of that epithet, which is to kyrion in the neuter rather than ton kyrion in the masculine, is, strictly speaking, an adjective meaning 'lordly, of the Lord,' not a noun to be translated as 'the Lord,' as it is already with the Latin Dominum et vivificantem and would be in most subsequent translations into various languages." (p. 52)
Thus, instead of:
"And in the Holy Spirit, the Lord, the Giver of Life, who proceeds from the Father"
Pelikan translates it as:
"And in the Spirit, the holy, the lordly and life-giving one, proceeding from the Father" (p. 25)
In reciting and translating the Creed I had lazily overlooked this and/or assumed το κυριον was simply a neuterizing of ο κυριος to agree with the neuter το πνευμα. (κυριον would be the accusative form in both the masculine and the neuter.) This would be perhaps similar to the reason some give as to why Jesus calls Peter Πετρος in Matthew 16:18 in the wordplay with πετρα:
καγω δε σοι λεγω οτι συ ει Πετρος, και επι ταυτη τη πετρα οικοδομησω μου την εκκλησιαν, και πυλαι αδου ου κατισχυσουσιν αυτης
I.e., since πετρα is feminine, Jesus masculinizes it to Πετρος when naming Simon Peter, since He couldn't call him Πετρα.

(ο κυριος is just a masculine substantival form of the adjective, and η κυρια ("lady, mistress") is a feminine substantival form of the adjective. Couldn't το κυριον similarly be a substantival form of the adjective when referring to neuter nouns like Πνευμα, and not have to be the adjective "lordly"?)

I can think of a couple points in support of Pelikan's translation of κυριον as "lordly" (though I don't know if these were his reasons; he might have based his translation simply on το κυριον being neuter and agreeing with το Πνευμα):
  1. It is rare for the Spirit to be called "the Lord" in the New Testament. It only occurs at 2 Corinthians 3:17 and possibly at 2 Corinthians 3:18:
    17 ο δε κυριος το πνευμα εστιν· ου δε το πνευμα κυριου, ελευθερια. 18 ημεις δε παντες ανακεκαλυμμενω προσωπω την δοξαν κυριου κατοπτριζομενοι την αυτην εικονα μεταμορφουμεθα απο δοξης εις δοξαν καθαπερ απο κυριου πνευματος.
    At 3:17 it's ο κυριος το πνευμα εστιν ("the Lord is the Spirit"), not το κυριον το πνευμα εστιν ("the lordly one is the Spirit").

    3:18 reads απο κυριου πνευματος, and κυριου could be either the masculine noun κυριος, referring to Jesus or God the Father, or the neuter adjective κυριον (κυριος, -α, -ον), agreeing with πνευμα . As it stands, the phrase could be translated as:

    • "from [the] of-[the]-Lord Spirit" = "from [the] Spirit of [the] Lord"
    • "from [the] Lord, [the] Spirit" (i.e., the Lord = the Spirit)
    • "from [the] Lord of [the] Spirit"
    • "from [the] lordly Spirit" (= κυριον)

    If it's the second possibility, then this verse calls the Spirit "the Lord."

  2. In the Creed, God is called "the Father" (more specifically "one Father" - ενα Θεον), and Jesus is called "the Lord" (more specifically "one Lord" - ενα Κυριον), before one gets to the article about the Spirit. It seems to me that the authors would not also call the Spirit "the Lord," since the Creed declares belief in (just) "one Lord." Nor would they want to confuse the Spirit in any way with the Son by calling them both "Lord," especially since they were careful to differentiate the Son's relationship to the Father from the Spirit's: the Son being begotten from the Father, and of one substance/essence with Him; and the Spirit proceeding from the Father (but with no mention of Him being of one substance with Him or with the Son).
As for Pelikan's translation "the Spirit, the holy" (i.e., "holy" as an adjective, rather than as part of the (Holy) Spirit's name), perhaps once one establishes that το κυριον is an adjective, then the whole string of arthrous terms following το Πνευμα (i.e., το αγιον, το κυριον, το ζωοποιον - but not including the rest of the adjectival participles, since the Father and the Son now enter the clause) are viewed as being adjectives. Based on this, I think one could also translate this phrase as:
"And in the holy, lordly, life-giving Spirit"
Some of my questions are:
  1. Is Pelikan is right to translate το Πνευμα το αγιον as "The Spirit, the holy" - i.e., regarding αγιον more as an adjective than as part of the Spirit's proper name? (It seems to me, though, that a lot of the New Testament occurrences of το Πνευμα το αγιον are correctly translated in English as "the Holy Spirit.")

  2. At (or by) the time this phrase was added to the Creed (in 381 A.D. at The First Council of Constantinople), would the Church have regarded το Πνευμα το αγιον as meaning "the Holy Spirit" (as opposed to "the 'holy' Spirit")?

  3. Did the authors of the Creed choose to use the Second Attributive Position syntax (article-noun-article-adjective) - i.e., το Πνευμα το αγιον - instead of το αγιον Πνευμα (First Attributive Position - cf. Acts 1:8) or Πνευμα αγιον (Anarthrous Attributive - cf. Acts 19:2) because they viewed the phrase the same way Pelikan does (i.e., as meaning "the holy (adj.) Spirit")?

  4. Was το Πνευμα το αγιον the way the Church Fathers usually or often wrote "the Holy Spirit" (perhaps because this construction is very common in Acts) - as opposed to it meaning "the holy (adj.) Spirit"?
I posted my questions at the B-Greek list, but no one seems to be responding.

3 comments:

  1. I think that too much schooling makes a man only dumber than he was before. The Romanians have a proverb regarding it: "you enter a bull, you come out a cow".

    1) The Greeks, as I read and heard their tongue, just like the Romanians, usually prefer to add an extra article or two, and posit the adjective after the noun.

    In Romanian you can say it both ways; so also in Greek. But the preffered form -so it seems- is to posit the adjective AFTER, *not* before, the noun. As a Romanian, I fully and heartly agree with this.

    So, to TRANSLATE it in English ... TRANSLATING, I said, *NOT* "calque"-ing it, it would properly be rendered as "the Holy Spirit".

    2) Just like "to Pneuma to agion" means "the Holy Spirit", so also "to Kyrion to zoopoion" means "the Lord giver of life" or "the life-giving Lord". -- at least that's how's been translated in Romanian:

    "Si intru Duhul Sfant, Domnul de viata Datatorul" -- in both cases, the adjectives/attributes follow the respective nouns -- just like in the Greek.

    So, I see no reason to make a different translation than the already-existing one.

    Just my $.02

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  2. lucian said: 2) Just like "to Pneuma to agion" means "the Holy Spirit", so also "to Kyrion to zoopoion" means "the Lord giver of life" or "the life-giving Lord". -- at least that's how's been translated in Romanian:

    "the Lord, the Giver of Life" is how "το κυριον, το ζωοποιον" has been translated in English, too, but that doesn't negate the fact that κυριον is the neuter adjective "lordly" and not the masculine noun "lord" (κυριος). On the other hand, κυρια, meaning "lady, mistress," is also a substantive of the adjective, so why couldn't there be a neuter one, too?

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  3. On the other hand, κυρια, meaning "lady, mistress," is also a substantive of the adjective, so why couldn't there be a neuter one, too?

    Precisely.

    Or, as we use in the Liturgy and other sevices on more than one occasion, an extended adjective: >...and with Your Most-Holy, Good and Life-Giving Spirit...<.

    As FMG said, "if there's a longer way to say something, the Orthododx will find it out". :-)

    BTW, watch this: (Psalm 50 sung in Romanian by the Putna-monks) :

    http://www.youtube.com/watch?v=l5tHgkgruvM

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